Ongoing Compliance Support


​At OCS, we understand the importance of regulatory compliance for your business. That's why we offer a comprehensive range of compliance solutions to mitigate your compliance risks and help your business operate efficiently and effectively.
Our engagement with your business includes:
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Appointment as your external FSCA FAIS compliance officer.
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Liaison with FSCA analysts for speedy implementation and handling of queries.
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Attend to FSCA profile changes and conduct quarterly/monthly compliance reviews.
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Provide general compliance consulting and advisory services, and relevant specimen compliance policies as and when required, including FAIS CRMP.
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Ensure that your compliance policies are up-to-date.
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Provide a compliance monitoring plan that's facilitated by software.
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Provide regular compliance updates and explain how changes in legislation/regulation may impact your business.
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Provide assurance to the level of compliance.
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Submit relevant FSCA compliance reports/declarations.
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Provide detailed quarterly/monthly internal compliance reports.
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Perform monitoring and sampling, including social media, financial soundness, client onboarding processes and documentation, anti-money laundering/combating the financing of terrorism procedures, compliance policies, key individuals/representatives fit and proper, supervision, and conflict of interest.
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Be available via telephone, email, and WhatsApp.